Efficiency, effectiveness & regulatory compliance

We help our clients improve the efficiency, effectiveness and regulatory compliance of their organization.
We have extensive experience in implementing and optimising governance, risk & compliance systems and internal control systems.

BPO & Outsourcing

  • Efficiency improvement – cost reduction, quality improvement, reduction of cycle times
  • Operational effectiveness
  • Design of Target Operating Mode
  • Design & implementation outsourcing, carve outs
  • Master Service Agreement – design and negotiation support
  • Definition of service catalogue, service descriptions, service level agreements and operationalization of KPI
  • Definition of functional and technical IT specifications
Artemeon Consulting
Artemeon Consulting

ICS, Governance, Risk & Compliance

  • Design & implementation of regulatory compliant internal control systems
  • Realization of Governance, Risk & Compliance solutions
  • Definition of control framework, individual key controls and control criteria
  • Regulatory compliant outsourcing controlling (e.g. EBA, KWG & MaRisk, VAG & MaGo, KAGB & KAMaRisk, CSSF, …)
  • Implementation of provider- & outsourcing management
  • Design & implementation of risk, governance and compliance-workflows

Regulatory compliance

  • Preparation of regulatory compliance audits
  • Audit issue resolution
  • Proper conduct of the business organization in financial institutions (i.e. KWG § 25a und § 25c, GWG § 9, WpHG §33)
  • Outsourcing Controlling (i.e. EBA GL/2019/02, MaRisk AT9, KAGB § 36, VAG §32)
  • Internal control system acc. to MaRisk BT1
  • Information security acc. to EBA/GL/2019/04 (ICT & security risk management) & BAIT, KAIT, VAIT
  • Implementation of General Data Protection Regulation (GDPR)
  • Compliance with relevant audit standards such as IDW PS 260, 330, 951, 980 or ISAE 3402
  • Liquidity risk management requirements e.g. BCBS 239 and BCBS 248
  • Impact analysis and operational stabilization (i.e. MiFID, BCBS 239)
Artemeon Consulting